-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iu2gt7AWvJF2zlvE4cC4FUL9N+VAXWs35NLCkzOwV+a4fWF6h7u5oh+MBM+iTL3O ThIXzPw8PAx1B4j2VQfe6g== 0000943861-98-000036.txt : 19980814 0000943861-98-000036.hdr.sgml : 19980814 ACCESSION NUMBER: 0000943861-98-000036 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980813 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-44491 FILM NUMBER: 98685034 BUSINESS ADDRESS: STREET 1: 333 TEXAS STREET STREET 2: SUITE 1375 CITY: SHREVEPORT STATE: LA ZIP: 71101-5319 BUSINESS PHONE: 3184291375 MAIL ADDRESS: STREET 1: 333 TEXAS STREET STREET 2: SUITE 1375 CITY: 333 TEXAS STREET STATE: LA ZIP: 71101-5319 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 333 TEXAS STREET STREET 2: SUITE 1375 CITY: SHREVEPORT STATE: LA ZIP: 71101-5319 BUSINESS PHONE: 3184291375 MAIL ADDRESS: STREET 1: 333 TEXAS STREET STREET 2: SUITE 1375 CITY: 333 TEXAS STREET STATE: LA ZIP: 71101-5319 SC 13G 1 SCHEDULE 13G DRAFT 07/23/98 2:42 PM SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 GOODRICH PETROLEUM CORPORATION (Name of Issuer) COMMON STOCK $.20 PAR VALUE (Title of Class of Securities) 382410 40 5 (CUSIP Number) Glynn Williams 333 Texas Street, Suite 1375 Shreveport, LA 71101 318-429-1375 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 16, 1998 (Date of Event which Requires Filing of this Statement) CUSIP No. 382410 40 5 Page 2 of 6 1. Name of Reporting Persons and IRS or SS Identification Number: Sheldon Appel 2. Check the Appropriate Box if a Member of a Group: (a) N/A (b) N/A 3. SEC Use Only 4. Citizenship or Place of Organization: United States Number of Shares Beneficially Owned by Each Reporting Person with: 5. Sole Voting Power 364,703 6. Shared Voting Power 0 7. Sole Dispositive Power 430,512 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 430,512 10. Check if the Aggregate Amount in Row 9 Excludes Certain Shares No 11. Percent of Class Represented by Amount in Row 9 7.72% 12. Type of Reporting Person IN * Includes 103,285 shares of Common Stock held, 255,254 shares issuable upon the conversion of 228,930 shares of Series B Convertible Preferred Stock and 13,750 shares of Common Stock issuable upon the conversion of 33,000 shares of Series A Convertible Preferred Stock held by a partnership affiliated with Mr. Appel. Mr. Appel has advised the Company that he exercises sole voting and investment power with respect to these shares. Also includes 50,372 shares issuable upon the conversion of 45,177 shares of Series B Convertible Preferred Stock held by a trust of which Mr. Appel is trustee. Also includes 7,000 shares issuable upon the exercise of outstanding stock options under the Company's 1995 Nonemployee Director Stock Option and Nonemployee Directors Compensation Plans. CUSIP No. 382410 40 5 Page 3 of 6 1. Name of Reporting Persons and IRS or SS Identification Number: Sheldon Appel Company 2. Check the Appropriate Box if a Member of a Group: (a) N/A (b) N/A 3. SEC Use Only 4. Citizenship or Place of Organization: California Number of Shares Beneficially Owned by Each Reporting Person with: 5. Sole Voting Power 372,289 6. Shared Voting Power - 7. Sole Dispositive Power 372,289 8. Shared Dispositive Power - 9. Aggregate Amount Beneficially Owned by Each Reporting Person 372,289* 10. Check if the Aggregate Amount in Row 9 Excludes Certain Shares No 11. Percent of Class Represented by Amount in Row 9 6.78% 12. Type of Reporting Person PN * Includes 255,254 shares issuable upon the conversion of 228,930 shares of Series B Convertible Preferred Stock and 13,750 shares of Common Stock issuable upon the conversion of 33,000 shares of Series A Convertible Preferred Stock Page 4 of 6 Item 1(a) Name of Issuer: Goodrich Petroleum Corporation Item 1(b) Address of Issuer's principal executive offices: 5847 San Felipe, Suite 700 Houston, TX 77057 Item 2(a) Name of person filing: 1. Sheldon Appel 2. Sheldon Appel Company Item 2(b) Address of principal business office or, if none, residence: 1. 2148 Federal Avenue Suite A Los Angeles, CA 90025 2. 2148 Federal Avenue Suite A Los Angeles, CA 90025 Item 2(c) Citizenship: 1. United States 2. California Item 2(d) Title of class of securities: Common Stock, $.20 par value Item 2(e) CUSIP Number: 382410 40 5 Item 3 Not Applicable Item 4 Ownership: (a) Amount beneficially owned: 430,512* (b) Percent of class: 7.72% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote - 430,512 (ii) shared power to vote or to direct the vote - 0 (iii) sole power to dispose or to direct the disposition of - 430,512 (iv) shared power to dispose or to direct the disposition of - 0 * Includes 103,285 shares of Common Stock held, 255,254 shares issuable upon the conversion of 228,930 shares of Series B Convertible Preferred Stock and 13,750 shares of Common Stock issuable upon the conversion of 33,000 shares of Series A Convertible Preferred Stock held by a partnership affiliated with Mr. Appel. Mr. Appel has advised the Company that he exercises sole voting and investment power with respect to these shares. Page 5 of 6 Also includes 50,372 shares issuable upon the conversion of 45,177 shares of Series B Convertible Preferred Stock held by a trust of which Mr. Appel is trustee. Also includes 7,000 shares issuable upon the exercise of outstanding stock options under the Company's 1995 Nonemployee Director Stock Option and Nonemployee Directors Compensation Plans. Item 5-9 Not Applicable Item 10 By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 6 of 6 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 31, 1998 /s/ Sheldon Appel - ---------------------- Sheldon Appel -----END PRIVACY-ENHANCED MESSAGE-----